Policies, Procedures, and Criteria for Reappointment, Promotion, and Tenure (Tenure-Track Faculty)

Posted May 16, 2023. Revised version posted June 20, 2023. .

These policies, procedures, and criteria are subject to the current laws and actions of the Regents and to other university policies and procedures as described on the Faculty Affairs website and as may be subsequently revised. Each policy and rule is to be applied in a manner consistent with current . In addition, each primary unit (department or program serving as a tenure home) must have a related document that is consistent with this document but reflects unit-specific features, approved in accordance with the unit鈥檚 bylaws and by the Dean. Every eligible faculty member will be reviewed in a timely manner for reappointment, promotion, and tenure, depending upon their progress and on University mandates. In case of conflict, this policy supersedes the relevant unit policy and Regent Rules supersede this college policy.

 

The following sections of provide the basis for this document. The University of 欧美口爆视频 Board of Regents set the standards for earning reappointment, tenure, and promotion, and is ultimately responsible for awarding tenure. Primary academic units set the criteria for meeting the university standards. College criteria are advisory to the primary units and provide consistency across the College of Engineering and Applied Science.

Regent Standards for Tenure (Policy 5 Section 5.D.2) [excerpts] 

  1. 鈥淭enure may be awarded only to faculty members with demonstrated meritorious performance in each of the three areas of teaching (or librarianship), scholarly/creative work, and leadership and service (to the university, profession and/or public); and demonstrated excellence in either teaching or scholarly/creative work.鈥
  2. 鈥淎 recommendation of tenure based on excellence in scholarly/creative work shall include evidence of impact beyond the institution. A recommendation for tenure based on excellence in teaching shall include multiple measures of teaching evaluation and demonstrated achievement at the campus, local, national, and/or international level which furthers the practice and/or scholarship of teaching and learning beyond one鈥檚 immediate instructional setting.鈥

Primary Unit Criteria for Reappointment (to a tenure-track position), Tenure, and Promotion (Policy 5 Section 5.D.3) [quoted] 

  1. Primary units develop criteria that define the teaching, scholarly/creative work, and leadership and service expectations for faculty, such as expectations for publications, grants for scholarly/creative work, measures of clinical excellence, etc., in terms of their scholarly field(s).  These primary unit criteria are reviewed for rigor, fairness, and consistency with regent requirements and are not effective until approved by the dean and provost.  In those cases where the primary unit has requested and received Board of Regents approval of specific alternative or additional criteria, those criteria shall be applied in appointment, reappointment, tenure, and promotion decisions
    1. If new or revised primary unit criteria have been adopted during a faculty member鈥檚 tenure probationary period, the faculty member may choose to be evaluated for tenure based on the new criteria or the criteria in place at the time of appointment.  When a faculty member is evaluated for promotion to full professor, the current primary unit criteria shall apply. See the corresponding administrative policy statement (APS 1022).
  2. The merit of the candidate is the only consideration in recommendations for awarding tenure. The program requirements of the primary unit shall be considered only at the time of appointment and reappointment.
  3. To be promoted to the rank of Professor (also referred to as 鈥淔ull Professor鈥), an individual should have the terminal degree appropriate to their field or its equivalent, and
    1. A record that, taken as a whole, may be judged to be excellent; and
    2. A record of significant contribution to graduate and undergraduate education, unless individual or departmental circumstances can be shown to require a stronger emphasis, or singular focus, on one or the other; and
    3. A record since receiving tenure or promotion to Associate Professor that indicates substantial, significant, and continued growth, development, and accomplishment in teaching (or librarianship), scholarly/creative work, and leadership and service.鈥 [Regent Policy 5.D.3.(C)]

Additional Guidance

Regent Policy 5, Section 5.C.2(E) states that 鈥淭he process leading to the award of tenure is an evaluation of a faculty member鈥檚 cumulative performance and is a process that is separate and distinct from the annual performance evaluation.鈥   

Section VII C. specifies that 鈥淔or cases involving reappointment at comprehensive review, faculty and review committees at each level of review vote on whether the candidate is either: (1) on track for tenure; (2) not yet on track for tenure but could meet standards for tenure with appropriate corrections; or (3) not on track for tenure." However, Boulder campus practice is to seek a determination based on a single vote on the question of whether the candidate is on track to meet tenure standards at the time of tenure review.  

欧美口爆视频 System Administrative Policy Statement (APS) 1022 Section IX discusses post-tenure review (PTR). 

  1. Post-tenure review (PTR) is a summative evaluation over a five-year review period.  The purposes of PTR are to facilitate continued faculty development and to ensure professional accountability to the university community, the Board of Regents, and the public.
  2. Each campus shall have procedures for appropriate peer evaluation during PTR and for appeals of the PTR evaluation.  Primary units shall have written guidelines that conform to the campus procedures and this APS.

The College expectation is that faculty will demonstrate continued growth, development, and accomplishment in teaching, scholarly/creative work, and leadership and service after they are awarded tenure.  The specific criteria for meeting expectations during PTR are set by the primary unit.

I. Review by Primary Unit

The primary unit is normally composed of the faculty members of a department or program authorized to vote on matters of appointment, reappointment, tenure, and promotion. Only members of equal or higher rank relative to the proposed action are authorized to vote on personnel cases. Each unit must have a minimum voting membership of at least five eligible faculty members. Supplementing the voting membership of the primary unit requires the review and approval of the Dean.

Primary Unit Evaluation Committee and Report

This group from within the primary unit is elected or appointed as specified in the unit's bylaws. The PUEC is responsible for assisting the candidate in assembling their dossier, soliciting opinions from outside reviewers, and providing a written and, often, oral summary of the candidate's dossier to the full membership of the primary unit. The PUEC report should include a description of the findings of the Committee with regard to (A) teaching performance, (B) scholarly and creative work, and (C) university and professional leadership and service.

The written report of the evaluation committee becomes part of the dossier. The names and affiliations of the external reviewers should not be revealed in these materials. The Chair or Director should not serve on the PUEC or write its report (as their recommendation is expressed in a separate report).

Primary Unit Review of Dossier

All faculty members who are eligible to vote on a particular case must be allowed to review the entire dossier before they are asked to vote on the case. Votes should be recorded in the categories of 鈥榝or鈥 the proposed action, 鈥榓gainst鈥 the proposed action, 鈥榓bstain鈥, or 鈥榚xcused absence鈥. Excused absences should be limited to faculty members who are on leave and unable to participate in the review and vote. For tenure cases, there must also be three additional votes taken, where each member casts a vote of 鈥渆xcellent鈥, 鈥渕eritorious鈥, or 鈥渘ot meritorious鈥 for the candidate鈥檚 performance in each of teaching, scholarly/creative work, and leadership and service. The Chair or Director should not vote, but they may be present during the discussion by the primary unit.

Report of the Chair or Director

The Department Chair or Program Director should write a report, in addition to the primary unit evaluation committee report, to the Dean on the actions taken by the primary unit, including the results of the vote(s), reasons for the recommendation, and an explanation of any dissenting opinion as expressed in the vote(s). The report should include a description of the review and the voting process that was followed. It should also include the recommendation of the Chair or Director on the proposed personnel action, along with reasons for disagreement if this recommendation differs from the majority vote of the primary unit. The report or letter from the Chair or Director to the Dean must not identify the external reviewers by name or in any other way. This report becomes a part of the dossier.

II. Review by College

First-Level Review Committee

The Dean will appoint a First-Level Review Committee (FLRC) of faculty to provide a report on the merits of the cases considered in any given academic year. The members should be tenured, full professors. The FLRC is to serve as a college committee, not representing any individual department. In general, the FLRC will consist of 12 voting members. Members shall serve for three-year terms, staggered across departments. If a member is not able to complete their term, the Department shall recommend a replacement to complete the term of the original member. Department Chairs may not serve, but they are to recommend potential members to the Dean. A member may be reappointed by the dean for one or more additional terms.

The Dean shall appoint the Chairperson of the Committee, and a Vice Chair from a different unit from the Chair. In addition, the Associate Dean for Faculty Advancement and a member of the college HR staff will serve as Ex Officio members of the committee.

The Committee shall determine its own working procedures and establish a working committee of two or more of its members for each case. The entire First-Level Review Committee, except for members who have a potential conflict of interest (see below), and/or have a primary affiliation in the same department or program as the faculty member whose case is before the Committee, shall vote on the results of each case. Votes should be recorded in the categories of 鈥渇or鈥 the proposed action, 鈥渁gainst鈥 the proposed action, or 鈥渁bstain鈥. A positive vote is considered when a majority votes 鈥渇or鈥 the proposed action out of the total voting 鈥渇or鈥, 鈥渁gainst鈥, or 鈥渁bstain鈥. For tenure cases, there must also be three additional votes taken, where each member casts a vote of 鈥渆xcellent鈥, 鈥渕eritorious鈥, or 鈥渘ot meritorious鈥 for the candidate鈥檚 performance in each of teaching, creative/scholarly work, and leadership and service. The vote(s) shall be reported to the Dean along with a written report for each case.  To promote open consideration of the candidates within the First-Level Review Committee, the confidentiality of operations is essential. Identification of subgroups assigned to review each case shall not be disclosed, and all correspondence both to and from the Committee shall be through the Committee Chair or Vice Chair (the latter is used when the Chair has a potential conflict of interest).

The Dean will broadly outline their charge to the FLRC in a meeting with the Committee at the beginning of each academic year. In making their recommendation, the members of the Committee will take into account the criteria listed for each action of reappointment, promotion, or tenure. In accordance with university policy, no person shall be disadvantaged by gender, marital status, race, ethnicity, sexual orientation, religion, or age, although the number of years of professional work in the discipline may be a factor for consideration in the evaluation.

Dean's Recommendation

The First-level Review Committee will participate fully with the Dean in the review of the recommendations of the primary units. Such participation shall include a discussion of any reasons for disagreement between the Dean and the majority position of the FLRC on the proposed action, prior to forwarding the recommendations of the Dean and the FLRC to the chief academic officer. Should either the FLRC or the Dean disagree with the majority opinion of the primary unit on the proposed action, the Dean shall discuss the nature of this disagreement with the head of the primary unit. The primary unit shall then reconsider its original recommendation and provide a brief statement of its reconsidered judgment (including a new vote, if one is conducted) to the Dean for their consideration and that of the FLRC.

The Dean then writes a report with their evaluation of the case and recommendation. If the recommendation of the Dean differs from the majority of those who voted in the primary unit, the head of the primary unit, and /or the majority of those who voted in the First-Level Review Committee, the Dean shall outline the areas of disagreement and the reasons for their recommendation in that context. The recommendation of the Dean, the results of the votes of the primary unit and the college review committee, and the candidate's dossier shall be forwarded together to the chief academic officer.

III. Conflict of Interest

While collaboration and cooperation are encouraged in the College of Engineering and Applied Science, it is also important that all reviews be unbiased. Faculty members who have a professional or personal potential conflict of interest with a candidate should not serve on the candidate鈥檚 PUEC or FLRC (though they may be consulted by the PUEC or FLRC), or in writing the Chair鈥檚, Director鈥檚, FLRC's, or Dean鈥檚 report. Potential conflicts of interest include PhD or postdoctoral mentoring relationships, and close collaborators (typically indicated by status as co-authors or co-investigators on multiple peer-reviewed publications or grants in the past three years). As always, family members should recuse themselves from personnel reviews of immediate family members. Questions on potential conflicts of interest should be directed by the Chair or Director to the Dean or the Associate Vice Chancellor for Faculty Affairs.

IV. Dossiers

Dossiers should follow the latest version of the VCAC checklist (updated for 2023)  and must be submitted via filetransfer.colorado.edu to the Faculty Development and Recruitment Specialist, Rachel Montgomery, by the designated deadline. The deadlines for submission to the college in AY 2024-2025 are listed below:

  • Comprehensive review cases: September 23, 2024
  • Mandatory promotion and tenure cases: October 30, 2024
  • Promotion to Full Professor cases: December 6, 2024
  • Hire with tenure cases: Aug. 15, 2024 (for spring 2025 starts); April 15, 2025 (for fall 2025 starts)

Assembling the dossier and requesting external letters should be initiated three to four months before the deadline.

The candidate is entitled to submit any material or information that they believe will be helpful to the case. Material may be added at any review level, but copies must be provided to all levels that have already considered the case. A description of the documents that are required to be included in dossiers for reappointment, promotion, and tenure, is included in the . Please note that the CV should be placed at the front of the dossier (even though the checklist shows this as item #5 on the list).

Confidentiality

Letters from outside reviewers and students are considered to be confidential and are not to be seen by the candidate. This restriction also includes the list of those external reviewers, including their vitae information.

Research Funding History

The candidate鈥檚 research funding history must be included in the dossier, either as part of the candidate鈥檚 CV (see item 5) or as a separate list. Include all funded grants and also pending proposals. Indicate whether the candidate is the Principal Investigator or a CoPrincipal Investigator and their portion of the funding.

V. Notification

A candidate for reappointment, promotion, and/or tenure is to be informed of the recommendations in writing at each step of the review process. In particular, copies of the Chair鈥檚 or Director鈥檚 report and the PUEC report are sent to the candidate by the Dean鈥檚 office after they are received, by the Dean鈥檚 office, and copies of the Dean鈥檚 report and FLRC report are sent to the candidate by the Dean鈥檚 office when they are forwarded to Faculty Affairs.

I. Reappointment

Per 欧美口爆视频 System Administrative Policy Statement (APS) 1022, the outcome of the comprehensive review for reappointment is a determination of 鈥渨hether the candidate is either: (1) on track for tenure; (2) not yet on track for tenure but could meet standards for tenure with appropriate corrections; or (3) not on track for tenure.鈥 The college defines the criterion for reappointment as whether the candidate is on track to meet the standard of "excellent" in teaching and/or scholarly/creative work as shown in the tenure section below. 

Specifically, the candidate must demonstrate evidence of the development of an independent, innovative, and high-impact research career that will have an impact beyond the institution. An independent research program is defined as one that includes intellectual contributions that go beyond the work conducted with the candidate鈥檚 doctoral and (if applicable) post-doctoral advisor(s) and mentors. Dissemination of work is expected, can vary by discipline and subdiscipline, and consequently can take forms including, for example, peer-reviewed scholarly journal or journal-equivalent conference papers, books, book chapters, monographs, peer-reviewed conference papers, scientific/technical reports, software, datasets, publicly available technical, provisional, and awarded patents, other entrepreneurial activities, or direct impact on government policy and/or professional practice. The candidate鈥檚 graduate student advisees and co-advisees are involved in research and are on track to be co-authors or lead authors on multiple publications. The candidate is working on problems recognized as significant by experts in the field. The candidate鈥檚 scholarly/creative work shows considerable evidence of innovation, broader impact, and growth. The candidate is on track to have sufficient external funding to support their research, mentoring of students, and research-related activities at a level that would be considered a vigorous research program as defined by the candidate鈥檚 unit. External funding at the time of tenure evaluation typically includes grants on which the candidate is PI or co-PI.

Regarding teaching, the candidate must be teaching courses following specific unit processes and expectations (e.g., a mixture of undergraduate and graduate courses of assorted sizes). In terms of the Teaching Quality Framework (TQF) rubric, the candidate must show progress towards becoming an effective teacher, as demonstrated by proficiency levels of at least basic (or the unit equivalent) for all dimensions using the TQF rubric for each unit. See the Teaching Evaluation section below for more details. Also, note that TQF framework rubrics may vary across primary units but must follow the principles laid out in this document. In cases where the candidate has struggled or has weaknesses in the classroom or mentoring research trainees, efforts must be underway to improve the candidate鈥檚 performance by involving mentors, the Center for Teaching and Learning, or other appropriate internal or external support structures. Those efforts should be documented and discussed in the candidate鈥檚 teaching statement and/or report from the primary unit. 

Lastly, the candidate must be actively providing internal or external service to at least one level of their professional community (e.g., program, department, institute, college, campus, professional organization, etc.). 

II. Tenure

In the following sections, the College of Engineering and Applied Science (CEAS) expectations are outlined for ratings of meritorious and excellent in teaching, scholarly/creative work, and service/leadership. In all cases, a clear rationale for a specific action (i.e., excellence rating) must be provided in the dossier, via the candidate statements, and the report from the primary unit.  Per Regent Policy 5 Section 5.D.2.(B), 鈥淎 recommendation of tenure based on excellence in scholarly/creative work shall include evidence of impact beyond the institution. A recommendation for tenure based on excellence in teaching shall include multiple measures of teaching evaluation and demonstrated achievement at the campus, local, national, and/or international level which furthers the practice and/or scholarship of teaching and learning beyond one鈥檚 immediate instructional setting.鈥 

A. Evaluation of Teaching

The college uses seven dimensions to evaluate candidates鈥 teaching performance for reappointment, tenure, and promotion actions. These dimensions are part of the Teaching Quality Framework (TQF) that was developed jointly with input from all college units. These dimensions tie to specific criteria as described in rubrics developed by the college and units. An example of the rubric is shown here, although units can have unique rubrics. These dimensions include (1) course goals and alignment; (2) course preparation; (3) teaching methods and practices; (4) presentation; (5) student outcomes; (6) mentorship/advising; and (7) professional reflection and development. There are opportunities to consider inclusive and equity-based practices throughout the TQF criteria. Unit TQF rubrics and criteria may vary slightly but are expected to cover similar content as these dimensions.

To meet the criteria for a 鈥渕eritorious鈥 rating for promotion and tenure, candidates must show evidence of sustained high-quality educational practice, typically, at both the undergraduate and graduate levels. In the context of the TQF dimensions described above, a rating of 鈥渕eritorious鈥 could be indicated by demonstrated proficiency levels of at least basic (or the unit equivalent) for all dimensions used in their unit鈥檚 TQF rubric. Note that any significant deficiency in any of the dimensions could result in a rating of 鈥渘ot meritorious鈥, depending on the severity of the deficiency. (See the Professional Rights and Responsibilities document Part II A.2. for examples of unacceptable conduct.) The candidate must be active and effective in research mentoring and supervision for all levels undertaken (e.g., primarily PhD students, but also undergraduate students, MS students, and post-doctoral researchers as appropriate). Candidates must show evidence of an active PhD student cohort at varying stages of progression toward graduation. Candidates are expected to demonstrate effective mentoring of doctoral students, primarily, unless individual circumstances can be shown to require a different emphasis (e.g., as could be the case for some candidates being hired with tenure from an institution without a significant doctoral program). Being an effective mentor means providing rigorous training, supporting their professional development as a researcher, and facilitating their engagement with their scholarly community. Evidence of training can vary and depends on subfield-specific scholarship and collaboration norms, as explained by the candidate鈥檚 Primary Unit Evaluation Committee (PUEC), but typically involves coauthored scholarly contributions, student presentations of research at professional meetings, and graduation. 

To meet the expectations for an 鈥渆xcellent鈥 rating for promotion and tenure, the candidate must meet all the criteria described above for a 鈥渕eritorious鈥 rating and demonstrate in the context of the TQF that they are teaching at an advanced level with demonstrated impact beyond their classroom (e.g., as indicated by demonstrating proficiency level ratings of at least intermediate/professional in all dimensions of the unit specific TQF rubric). In addition, per Regent Policy 5 Section 5.D.2.(B), the candidate must demonstrate 鈥渁chievement at the campus, local, national, and/or international level that furthers the practice and/or scholarship of teaching and learning beyond [the candidate鈥檚] immediate instructional setting.鈥 

B. Evaluation of Scholarly/Creative Work

The college expectations for scholarly/creative work include that the candidate establishes an independent research program that addresses significant issues with noticeable impact beyond the institution. An independent research program is defined as one that includes intellectual contributions that go beyond the work conducted with the candidate鈥檚 doctoral and (if applicable) post-doctoral advisor(s) and mentors. Dissemination of work is expected, can vary by discipline and subdiscipline, and consequently can take forms including, for example, peer-reviewed scholarly journal or journal-equivalent conference papers, books, book chapters, monographs, peer-reviewed conference papers, scientific/technical reports, software, datasets, publicly available technical, provisional, and awarded patents, other entrepreneurial activities, or direct impact on government policy and/or professional practice. The support of postdoctoral researchers, as well as MS and BS students is valued, but the primary expectation is that the candidate鈥檚 emphasis should be on advising and mentoring PhD students. The college has no specific expectations for external funding level (or expenditures from external sources), as funding can vary significantly between disciplines; however, a candidate must have sufficient external funding to support their research, mentoring of students, and research-related activities. The funding can come from sources such as federal agencies, private foundations, or industry with the faculty member typically serving as principal investigator (PI) or a co-PI. A primary focus in all areas is to show innovation and impact beyond the institution through scholarly/creative work as per the Regent Policy 5 Section 5.D.2.(B) standard that requires 鈥淎 recommendation of tenure based on excellence in scholarly/creative work shall include evidence of impact beyond the institution.鈥   

To meet the criteria for a 鈥渕eritorious鈥 rating at promotion and tenure, candidates must show that their scholarly/creative work is disseminated in any discipline-specific appropriate manner (as listed previously), although not necessarily in the top venues within their field. The rate of publication is close to or below the candidate鈥檚 peers (both internal and external) at the same career stage. Graduate students are involved in research, primarily as co-authors. The candidate is developing a notable scholarly reputation at other universities and/or in industry. The candidate鈥檚 scholarly/creative work shows modest or limited evidence of innovation and broader impact, and/or may not show evidence of being independent of their doctoral or postdoctoral (if applicable) training. The candidate has applied for and may have received external funding, but not at a level sufficient to support a research group of an appropriate size necessary to maintain a vigorous research program as defined by their unit.   

To meet the criteria for an 鈥渆xcellent鈥 rating for promotion and tenure, the candidate demonstrates evidence of independent, innovative, and high-impact scholarly/creative work through the dissemination of their work in the top venues within their field, as clearly defined by their primary unit and based on their discipline/subdiscipline. The rate of publication compares favorably to the candidate鈥檚 peers (internal and external) at the same career stage. Graduate students are involved in research and have appeared as authors (including as lead authors, as appropriate) on multiple publications. The candidate is working on problems recognized as significant by experts in the field and has developed a scholarly reputation at other universities and/or in industry. Recognized authorities outside the University acknowledge the candidate鈥檚 national and international reputation and innovative contributions to scholarly accomplishment, and the candidate may have received internal and/or external awards related to scholarly work. The candidate possesses a reputation of primary association with a particular achievement or subject, providing compelling evidence of research leadership. The candidate鈥檚 scholarly/creative work shows considerable evidence of innovation, broader impact, and sustained growth which can include entrepreneurship activities (such as patents), and/or policy that could guide industry or governmental efforts. The candidate has a sustained research program supported in part by external funding, including grants on which they are PI, and can support a vigorous research program as defined by their unit.  

C. Evaluation of Leadership and Service

The evaluation of leadership and service is focused on overall contributions to the candidate鈥檚 program, department, institute, college, campus, and/or professional organization(s) in the form of semester or year-long formal and informal activities that directly support our collective teaching and research missions. Standard forms of internal service are typically committee work, faculty peer mentoring, and significant administrative and/or leadership roles. Internal service also includes serving as a member of or chairing an ad hoc committee including faculty search committees. External service contributions take the form of service to scholarly communities through formal and informal activities that directly support that community鈥檚 educational or scholarly/creative activities. Other common forms of external service focus on reviewing papers and proposals either as an ad hoc reviewer or a member of a program committee or other formal panel; helping to organize or leading a professional meeting, workshop, symposia, or conference; serving a professional society; or participating in outreach to the public (i.e., local, state, national, or international). Per Regent Policy 5 Section 5.D.2.(A), a candidate's leadership and service performance must be at least 鈥渕eritorious鈥.  

To meet the criteria for a 鈥渕eritorious鈥 rating at the time of promotion and tenure review, the candidate must have served on one or more departmental committees and may be involved in college-level or campus committees, primarily as a participant. The candidate may have held some leadership responsibilities within the department (or program or institute), for example, leading a graduate student recruiting committee or organizing a departmental seminar series. The candidate actively participates in department functions including faculty hiring processes, voting (as appropriate), mentoring other faculty within their department, and attending department meetings. The candidate actively participates in activities intended to broaden inclusion in their department/unit. The candidate participates in external professional activities intended to promote their field's development. Activities may include, for example, chairing sessions at conferences, workshops, and/or symposia; serving on program boards or review panels; reviewing papers and proposals; and/or professional activities, with a focus on broadening the participation of underrepresented and non-traditional groups in science and engineering. Outreach efforts to broaden participation in science and engineering are encouraged.

To meet the criteria for an 鈥渆xcellent鈥 rating typically requires substantial leadership positions and/or significant impact in the department, institute, college, campus, or society. Given that a rating of 鈥渆xcellent鈥 in leadership and service is neither required nor sufficient for tenure, candidates are encouraged to focus on achieving a rating of 鈥渆xcellent鈥 in creative/scholarly work and/or teaching instead. 

III. Promotion to Full Professor

In the following sections, the College of Engineering and Applied Science (CEAS) expectations are outlined for promotion to full professor. Regent Policy 5.D.3.(C) states the standard, 鈥淭o be promoted to the rank of Professor (also referred to as 鈥楩ull Professor鈥), an individual should have: A record that, taken as a whole, may be judged to be excellent; a record of significant contribution to graduate and undergraduate education, unless individual or departmental circumstances can be shown to require a stronger emphasis, or singular focus, on one or the other; and a record since receiving tenure or promotion to Associate Professor that indicates substantial, significant, and continued growth, development, and accomplishment in teaching (or librarianship), scholarly/creative work, and leadership and service.鈥 

The evaluation for promotion to full professor encompasses the candidate鈥檚 whole record (as opposed to the record solely during the tenure probationary period, as is the case for promotion and tenure review). Note that overall excellence does not require an individual evaluation of each component as is the case for tenure. 

A. A Record of Significant Contribution to Education

The college expects candidates for promotion to full professor to have shown commitment to undergraduate and graduate education, including efforts toward continuous improvement. The college expects candidates at this stage to meet at least some of the criteria described above for excellence in teaching during tenure review. In terms of the TQF rubric, the college expects that the candidate has achieved at least basic proficiency levels, with occasional professional and advanced proficiency in some criteria using their unit鈥檚 TQF rubric. The candidate must continue to be active and effective in PhD research mentoring and supervision, and in MS and undergraduate student and postdoctoral research mentoring if that is expected by their unit. Candidates must show evidence of an active PhD student cohort at varying stages of progression toward graduation. Candidates for promotion to full professor are expected to have graduated multiple PhD students over their academic career. 

B. A Record of Significant Contribution to Scholarly/Creative Work

The college expects that candidates at this stage continue to meet the same criteria as what is described above for excellence in scholarly/creative works during tenure review. Specifically, the candidate continues to disseminate their work in venues appropriate for their discipline and subdiscipline as described above for tenure. The candidate鈥檚 graduate students are involved in research and have appeared as authors on multiple publications since tenure. The candidate is working on problems recognized as significant by experts in the field and has maintained a scholarly reputation of leadership. Recognized authorities outside the University acknowledge the candidate鈥檚 national and international reputation and innovative contributions in scholarly accomplishment, and the candidate may have received both internal and external awards related to research. The candidate possesses a reputation of primary association with a particular achievement or subject, providing compelling evidence of scholarly leadership. The candidate鈥檚 scholarly/creative work shows considerable evidence of innovation, broader impact, and sustained growth, which can include entrepreneurship activities (such as patents) and/or direct impact on government policy and/or professional practice. The candidate has a sustained research program fully supported by external funding including grants on which they are PI and is supporting a vigorous research program as defined by their unit, including funding their PhD students through graduation.  

C. A Record of Significant Leadership and Service

The college expects that candidates for promotion to full professor have taken on substantial leadership positions and/or demonstrated significant impact in the department, institute, college, campus, professional organization, or society. 

D. Substantial, Significant, and Continued Growth Since Tenure

The college expects that candidates for promotion to full professor have demonstrated substantial, significant, and continued growth since tenure in all aspects of their professional endeavors. At this stage, the college expects that candidates would have continued or increased the rate and/or breadth of dissemination of their scholarly work; maintained a history of effective student and, possibly, faculty peer mentoring; and have been involved in leadership and service activities at multiple levels as appropriate, etc. 

Dossier Submission Deadlines for Academic Year 2024-2025
(materials due to CEAS Faculty Advancement)

  • Comprehensive review cases: September 23, 2024
  • Mandatory promotion and tenure cases: October 30, 2024
  • Promotion to Full Professor cases: December 6, 2024
  • Hire with tenure cases: Aug. 15, 2024 (for spring 2025 starts); April 15, 2025 (for fall 2025 starts)